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Client Testimonial
“AuditOne provided us the de novo counseling and cost-effective internal audit program that met both our regulatory and budgetary needs. AuditOne listened to this de novo bank and provided responsive, quality services.”

Sherry Price
EVP & COO
presidio bank
san francisco, ca

 
  Our expert staff includes former operations managers with deep experience auditing EFT, ACH, branch operations, and accounting functions.
Operations
We have expertise in all operational aspects of banking, whether it be Finance and Administration, Human Resources and Payroll, Branch Operations, or Electronic Funds Transfer.  Audit scopes are customized to your organization chart and also your risk profile.  Some examples of typical audit scopes are as follows.
  • ADMINISTRATION 
    • Accounts Payable
    • Bank Investments
    • Correspondent Accounts
    • Official Checks
    • Regulatory Reporting 
  • BRANCH OPERATIONS
    • ATM
    • Cash
    • Certifications
    • Dormant Accounts
    • General Ledger & Suspense
    • Compliance Notices and Posters
    • Levies and Attachments
    • New Accounts
    • Night Deposit
    • Overdrafts
    • Safe Deposit
    • Security & Key Control
    • Telephone transfers
    • Vault Controls & Negotiable Instruments
  • HUMAN RESOURCES/PAYROLL
    • Compliance with Policies and Procedures
    • Payroll Reconcilement/ Settlement to the General Ledger
    • Payroll Input Process
    • Salary Change Authorizations
    • Payroll Deductions
    • Salary and Grade Level Review
    • Job Descriptions
    • Personnel File Review
    • New/ Terminated Employee Documentation
    • Performance Planning/ Review Process.
  • ELECTRONIC FUNDS TRANSFER
    • Wire Transfer
    • Computer Settings
    • Policies and Procedures
    • Customer Records
    • Recordkeeping
    • ACH Rules Compliance (NACHA Self Assessment Appendix 8)
    • General Audit Requirements
    • Audit Requirements for Receiving Depository Institutions (RDFI)
    • Audit Requirements for Origination Depository Institutions (ODFI)
    • Electronic Banking
    • Remote Capture

(c) 2010 AuditOne, LLC.     |      Southern California   562.802.3581     |     Northern California   408.980.8099     |     info@audit-one.com